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Securities

Securities

Chaffin Luhana LLP represents investors in securities actions nationwide. The firm’s lawyers have a myriad of experiences in securities class actions, as well as individual securities actions in state courts, federal courts and FINRA arbitrations.

Partner Eric Chaffin, for example, is a former Assistant U.S. Attorney in the Eastern District of New York Business and Securities Fraud Unit where he prosecuted notable white collar cases included the highly publicized Computer Associates International and Symbol Technologies accounting and securities fraud prosecutions (over $1.2 billion and $200 million respectively). Mr. Chaffin was also lead trial counsel in numerous criminal trials, including a successful securities fraud manipulation trial involving over $20 million in investor losses.

Mr. Chaffin and Ms. Luhana were class counsel in the IPO Securities Litigation, which was the largest coordinated set of securities class actions in history. Mr. Chaffin also has counseled states attorneys general on securities actions, including the Attorney General of Oregon who is a former U.S. Attorney’s Office colleague of Mr. Chaffin’s. Mr. Chaffin and Ms. Luhana have also handled various successful securities arbitrations on behalf of individual investors that resulted in significant seven figure settlements.

Some of the civil securities cases that our attorneys have litigated successfully include:

  • $586 million settlement in the In re IPO Securities Litigation against the largest investment banks on Wall Street;
  • Nearly $1.5 million in a pre-filing (FINRA) settlement for two investors whose broker invested them in unsuitable high risk investments, including ETFs, that resulted in a swift recovery significantly more than their market-adjusted out-of-pocket losses;
  • Seven figure settlement for a Para-Olympic skier in an NASD arbitration against her former broker for unsuitable investments; and
  • Nearly $1 million recovery in New York Supreme Court for an investor who suffered significant losses as a result of fraudulent analyst research reports.

For a free no-obligation consultation about your securities case, contact us toll-free at 1-888-316-2311or by email. We regularly represent individual shareholders and investors in court and in arbitrations on either a contingency fee basis or a fixed fee basis, as appropriate. We also accept referrals from other attorneys and pay co-counsel fees to attorneys within the limits permitted by applicable law and ethicial rules.



Client Review

"First class law firm. Very positive experience. I would certainly recommend to anyone needing first rate attorneys."
ESTHER M.

how not to be a lawyer

according to eric t. chaffin

“My father was a union witness at an arbitration in a steel mill. After the hearing, my father, dressed in blue jeans and a sweatshirt, stuck out his hand to shake hands with the company’s lawyer. The lawyer refused. The lawyer was not upset because my dad got the best of him but because he frowned upon working class people. I was the first person in my family to graduate from college. My dad used this story to remind me to respect others, to remember where I came from and as an example of how not to conduct myself as a lawyer.”

eric t. chaffin

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